[자산운용/법률] Compliance Analyst

A global investment management firm is looking for a Compliance Analyst. The selected applicant will conduct comprehensive compliance and risk assessments, prepare reports, and provide expert advice on compliance-related issues.

Responsibilities:

• Conduct compliance or risk monitoring
• Monitor, review and track breaches and errors
• Provide compliance-related advice
• Prepare compliance or risk reports
• Make regulatory filings including fund offering documents
• Coordinate with each division with respect to regulatory requirements
• Implement risk management framework
• Coordinate and liaise with global teams in relation to risk or compliance oversight
• Conduct portfolio and enterprise risk assessment
• Support the Compliance Officer in coverage of risk management, legal, compliance and other administrative matters

Requirements:

• Bachelor’s degree or above in law, business administration, economics or finance is preferred
• More than 3 years of experience in Legal and Compliance is preferred
• Knowledge of regulations relating to the asset management industry
• Good interpersonal skills
• Strong analytical attitude and problem-solving ability
• Proficient in English

About the Company:

A global investment management firm offering a comprehensive range of research-driven solutions across equities, fixed income, multi-asset, and alternatives. With a strong focus on research and innovation, the company serves institutional, retail, and private clients worldwide.

Keywords:

투자, 자산 관리, 금융 서비스, 컴플라이언스, 금융, 법률, 국제

Job Ref: BSL12J